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So...what is actually needed to be compliant?

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EileenD | 04 Jan 2018, 05:14 PM Agree 0
I have just opened a small mortgage brokerage. We are up and running and all is well. Except for compliance....what do we need vs. what compliance firms are saying we need? We have two originators, this is not a big shop. Call reports are a given but what else is "required".
  • Robin Gronsky | | 19 Mar 2018, 11:07 AM Agree 0
    What part of their advice are you questioning? A compliance firm knows what you need to be doing to stay compliance. You are not obligated to hire them for their services. But, don't discount what they say you need to do.
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